0001193125-14-012418.txt : 20140116 0001193125-14-012418.hdr.sgml : 20140116 20140115215105 ACCESSION NUMBER: 0001193125-14-012418 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140116 DATE AS OF CHANGE: 20140115 GROUP MEMBERS: AAI BLUEMOUNTAIN FUND PLC GROUP MEMBERS: BLUE MOUNTAIN CA MASTER FUND GP, LTD. GROUP MEMBERS: BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC GROUP MEMBERS: BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P. GROUP MEMBERS: BLUEMOUNTAIN DISTRESSED GP, LLC GROUP MEMBERS: BLUEMOUNTAIN DISTRESSED MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN GP HOLDINGS, LLC GROUP MEMBERS: BLUEMOUNTAIN KICKING HORSE FUND GP, LLC GROUP MEMBERS: BLUEMOUNTAIN KICKING HORSE FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC GROUP MEMBERS: BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN MONTENVERS GP S.A R.L. GROUP MEMBERS: BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF GROUP MEMBERS: BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC GROUP MEMBERS: BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P. GROUP MEMBERS: BLUEMOUNTAIN TIMBERLINE LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEXMARK INTERNATIONAL INC /KY/ CENTRAL INDEX KEY: 0001001288 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 061308215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48053 FILM NUMBER: 14530846 BUSINESS ADDRESS: STREET 1: ONE LEXMARK CENTRE DR CITY: LEXINGTON STATE: KY ZIP: 40550 BUSINESS PHONE: 8592322000 MAIL ADDRESS: STREET 1: 740 WEST NEW CIRCLE ROAD CITY: LEXINGTON STATE: KY ZIP: 40550 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK INTERNATIONAL GROUP INC DATE OF NAME CHANGE: 19951114 FORMER COMPANY: FORMER CONFORMED NAME: LEXMARK HOLDING INC \DE\ DATE OF NAME CHANGE: 19950922 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BlueMountain Capital Management, LLC CENTRAL INDEX KEY: 0001427430 IRS NUMBER: 261523875 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 905-3900 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 5TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 d659415dsc13da.htm AMENDMENT NO.10 TO SCHEDULE 13D Amendment No.10 to Schedule 13D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 10)*

 

 

LEXMARK INTERNATIONAL, INC.

(Name of Issuer)

Class A Common Stock, $0.01 par value

(Title of Class of Securities)

529771107

(CUSIP Number)

Paul Friedman

BlueMountain Capital Management, LLC

280 Park Avenue, 5th Floor East

New York, New York 10017

212-905-3990

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

January 14, 2014

(Date of Event which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box   ¨.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


Schedule 13D

 

CUSIP No. 529771107   Page 2 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Capital Management, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

2,989,403

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

2,989,403

(11)  

Aggregate amount beneficially owned by each reporting person

 

2,989,403

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

4.8%(1)

(14)  

Type of reporting person (see instructions)

 

IA

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 3 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain GP Holdings, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

2,536,188

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

2,536,188

(11)  

Aggregate amount beneficially owned by each reporting person

 

2,536,188

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

4.1%(1)

(14)  

Type of reporting person (see instructions)

 

OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 4 of 32

 

  (1)   

Name of reporting persons.

 

Blue Mountain Credit Alternatives Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

1,204,203

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

1,204,203

(11)  

Aggregate amount beneficially owned by each reporting person

 

1,204,203

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

1.9%(1)

(14)  

Type of reporting person (see instructions)

 

PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 5 of 32

 

  (1)   

Name of reporting persons.

 

Blue Mountain CA Master Fund GP, Ltd.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

1,204,203

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

1,204,203

(11)  

Aggregate amount beneficially owned by each reporting person

 

1,204,203

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

1.9%(1)

(14)  

Type of reporting person (see instructions)

 

CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 6 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Long/Short Credit Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

315,376

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

315,376

(11)  

Aggregate amount beneficially owned by each reporting person

 

315,376

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.5%(1)

(14)  

Type of reporting person (see instructions)

 

PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 7 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Long/Short Credit GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

315,376

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

315,376

(11)  

Aggregate amount beneficially owned by each reporting person

 

315,376

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.5%(1)

(14)  

Type of reporting person (see instructions)

 

OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 8 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Distressed Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

70,272

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

70,272

(11)  

Aggregate amount beneficially owned by each reporting person

 

70,272

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.1%(1)

(14)  

Type of reporting person (see instructions)

 

PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 9 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Distressed GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

70,272

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

70,272

(11)  

Aggregate amount beneficially owned by each reporting person

 

70,272

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.1%(1)

(14)  

Type of reporting person (see instructions)

 

OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 10 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Strategic Credit Master Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

149,533

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

149,533

(11)  

Aggregate amount beneficially owned by each reporting person

 

149,533

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.2%(1)

(14)  

Type of reporting person (see instructions)

 

PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 11 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Strategic Credit GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

149,533

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

149,533

(11)  

Aggregate amount beneficially owned by each reporting person

 

149,533

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.2%(1)

(14)  

Type of reporting person (see instructions)

 

OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 12 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Timberline Ltd.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

74,986

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

74,986

(11)  

Aggregate amount beneficially owned by each reporting person

 

74,986

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.1%(1)

(14)  

Type of reporting person (see instructions)

 

CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 13 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Credit Opportunities Master Fund I L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

748,116

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

748,116

(11)  

Aggregate amount beneficially owned by each reporting person

 

748,116

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

1.2%(1)

(14)  

Type of reporting person (see instructions)

 

PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 14 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Credit Opportunities GP I, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

748,116

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

748,116

(11)  

Aggregate amount beneficially owned by each reporting person

 

748,116

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

1.2%(1)

(14)  

Type of reporting person (see instructions)

 

OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 15 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Kicking Horse Fund L.P.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Cayman Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

48,688

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

48,688

(11)  

Aggregate amount beneficially owned by each reporting person

 

48,688

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.1%(1)

(14)  

Type of reporting person (see instructions)

 

PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 16 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Kicking Horse Fund GP, LLC

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Delaware, United States of America

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

48,688

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

48,688

(11)  

Aggregate amount beneficially owned by each reporting person

 

48,688

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.1%(1)

(14)  

Type of reporting person (see instructions)

 

OO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 17 of 32

 

  (1)   

Name of reporting persons.

 

AAI BlueMountain Fund PLC*

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Ireland

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

40,000

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

40,000

(11)  

Aggregate amount beneficially owned by each reporting person

 

40,000

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.1%(1)

(14)  

Type of reporting person (see instructions)

 

CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.
* The shares of Common Stock are owned by BlueMountain Long/Short Credit and Distressed Reflection Fund, a sub-fund of AAI BlueMountain Fund PLC.


Schedule 13D

 

CUSIP No. 529771107   Page 18 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Montenvers Master Fund SCA SICAV-SIF

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Luxembourg

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

338,229

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

338,229

(11)  

Aggregate amount beneficially owned by each reporting person

 

338,229

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.5%(1)

(14)  

Type of reporting person (see instructions)

 

PN

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107   Page 19 of 32

 

  (1)   

Name of reporting persons.

 

BlueMountain Montenvers GP S.à r.l.

  (2)  

Check the appropriate box if a member of a group (see instructions)

(a)  x        (b)  ¨

 

  (3)  

SEC use only

 

  (4)  

Source of funds (see instructions)

 

WC

  (5)  

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

 

¨

  (6)  

Citizenship or place of organization

 

Luxembourg

Number of

shares

beneficially

owned by

each

reporting

person

with

 

     (7)    

Sole voting power

 

0

     (8)   

Shared voting power

 

338,229

     (9)   

Sole dispositive power

 

0

   (10)   

Shared dispositive power

 

338,229

(11)  

Aggregate amount beneficially owned by each reporting person

 

338,229

(12)  

Check box if the aggregate amount in Row (11) excludes certain shares (see instructions)

 

¨

(13)  

Percent of class represented by amount in Row (11)

 

0.5%(1)

(14)  

Type of reporting person (see instructions)

 

CO

 

(1) All percentages set forth in this Schedule 13D are based upon the Issuer’s 62,099,191 outstanding shares of Common Stock as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 7, 2013.


Schedule 13D

 

CUSIP No. 529771107       Page 20 of 32

 

ITEM 1. Security of the Issuer.

This Amendment No. 10 (this “Amendment No. 10”) amends the Schedule 13D (the “Schedule 13D”) filed with the Securities and Exchange Commission (the “SEC”) on April 26, 2013, as amended by Amendment No. 1 to the Schedule 13D filed on June 5, 2013, Amendment No. 2 to the Schedule 13D filed on June 13, 2013, Amendment No. 3 to the Schedule 13D filed on June 14, 2013, Amendment No. 4 to the Schedule 13D filed on July 30, 2013, Amendment No. 5 to the Schedule 13D filed on December 5, 2013, Amendment No. 6 to the Schedule 13D filed on December 9, 2013, Amendment No. 7 to the Schedule 13D filed on December 16, 2013, Amendment No. 8 to the Schedule 13D filed on January 2, 2014 and Amendment No. 9 to the Schedule 13D filed on January 10, 2014, relating to the Class A Common Stock, par value $0.01 per share (the “Common Stock”), of Lexmark International, Inc., a Delaware corporation (the “Issuer”). The Issuer’s principal executive office is located at One Lexmark Centre Drive, 740 West New Circle Road, Lexington, Kentucky 40550. Unless specifically amended hereby, the disclosures set forth in the Schedule 13D remain unchanged. Capitalized terms used and not defined in this Amendment No. 10 have the meaning set forth in the Schedule 13D. This Amendment No. 10 is being filed to amend Item 4, Item 5 and Item 7 of the Schedule 13D as set forth below. This Amendment No. 10 constitutes the final amendment to the Schedule 13D and an exit filing for the Reporting Persons, whose beneficial ownership has dropped below the 5% Schedule 13D reporting threshold.

 

ITEM 4. Purpose of the Transaction.

Item 4 of the Schedule 13D is hereby amended by deleting the reference to “3,184,767” in the first sentence thereof and replacing it with “2,989,403.”

 

ITEM 5. Interest in Securities of the Issuer.

Paragraphs (a), (b), (c) and (e) of Item 5 of the Schedule 13D are hereby deleted and replaced with the following:

(a) and (b) The 2,989,403 shares of Common Stock beneficially owned, in the aggregate, by the BlueMountain Funds as of January 14, 2014, represent approximately 4.8% of the issued and outstanding shares of Common Stock of the Issuer, with such percentage calculated in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended. A further detailed breakdown of the Reporting Persons’ beneficial ownership of Common Stock is as follows:

 

  A. Investment Manager

 

  (a) Amount beneficially owned: 2,989,403

Percent of class: 4.8%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 2,989,403.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 2,989,403.


Schedule 13D

 

CUSIP No. 529771107       Page 21 of 32

 

  B. Ultimate General Partner

 

  (a) Amount beneficially owned: 2,536,188

Percent of class: 4.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 2,536,188.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 2,536,188.

 

  C. Credit Alternatives

 

  (a) Amount beneficially owned: 1,204,203

Percent of class: 1.9%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 1,204,203.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 1,204,203.

 

  D. BMCA GP

 

  (a) Amount beneficially owned: 1,204,203

Percent of class: 1.9%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 1,204,203.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 1,204,203.


Schedule 13D

 

CUSIP No. 529771107       Page 22 of 32

 

  E. Long/Short Credit

 

  (a) Amount beneficially owned: 315,376

Percent of class: 0.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 315,376.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 315,376.

 

  F. Long/Short Credit GP

 

  (a) Amount beneficially owned: 315,376

Percent of class: 0.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 315,376.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 315,376.

 

  G. Distressed

 

  (a) Amount beneficially owned: 70,272

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 70,272.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 70,272.


Schedule 13D

 

CUSIP No. 529771107       Page 23 of 32

 

  H. Distressed GP

 

  (a) Amount beneficially owned: 70,272

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 70,272.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 70,272.

 

  I. Strategic Credit

 

  (a) Amount beneficially owned: 149,533

Percent of class: 0.2%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 149,533.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 149,533.

 

  J. Strategic Credit GP

 

  (a) Amount beneficially owned: 149,533

Percent of class: 0.2%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 149,533.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 149,533.


Schedule 13D

 

CUSIP No. 529771107       Page 24 of 32

 

  K. Timberline

 

  (a) Amount beneficially owned: 74,986

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 74,986.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 74,986.

 

  L. COF

 

  (a) Amount beneficially owned: 748,116

Percent of class: 1.2%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 748,116.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 748,116.

 

  M. COF GP

 

  (a) Amount beneficially owned: 748,116

Percent of class: 1.2%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 748,116.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 748,116.


Schedule 13D

 

CUSIP No. 529771107       Page 25 of 32

 

  N. Kicking Horse

 

  (a) Amount beneficially owned: 48,688

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 48,688.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 48,688.

 

  O. Kicking Horse GP

 

  (a) Amount beneficially owned: 48,688

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 48,688.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 48,688.

 

  P. AAI

 

  (a) Amount beneficially owned: 40,000

Percent of class: 0.1%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 40,000.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 40,000.

 

  Q. Montenvers

 

  (a) Amount beneficially owned: 338,229

Percent of class: 0.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 338,229.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 338,229.


Schedule 13D

 

CUSIP No. 529771107       Page 26 of 32

 

  R. Montenvers GP

 

  (a) Amount beneficially owned: 338,229

Percent of class: 0.5%

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote -0-.

 

  (ii) Shared power to vote or to direct the vote 338,229.

 

  (iii) Sole power to dispose or to direct the disposition of -0-.

 

  (iv) Shared power to dispose or to direct the disposition of 338,229.

The Investment Manager, each General Partner and the Ultimate General Partner, each expressly declare that this filing shall not be construed as an admission that each is, for the purposes of sections 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this filing.

None of the Reporting Persons beneficially own any other shares of Common Stock of the Issuer.

(c) The following transactions in the Common Stock were effected by the Reporting Persons in the open market since the most recent filing of the Schedule 13D:

 

TradeDt

   InsType   

Fund

   Ticker    Ccy    Number     ExecPrc      EqyType    Cpty
1/14/2014    Eqy    Strategic Credit    LXK    USD      (382     35.78157       Stock    SABENY
1/14/2014    Eqy    COF    LXK    USD      (1,914     35.78157       Stock    SABENY
1/14/2014    Eqy    Montenvers    LXK    USD      (874     35.78157       Stock    SABENY
1/14/2014    Eqy    Kicking Horse    LXK    USD      (121     35.78157       Stock    SABENY
1/14/2014    Eqy    AAI    LXK    USD      (104     35.78157       Stock    SABENY
1/14/2014    Eqy    Long/Short Credit    LXK    USD      (767     35.78157       Stock    SABENY
1/14/2014    Eqy    Timberline    LXK    USD      (191     35.78157       Stock    SABENY
1/14/2014    Eqy    Credit Alternatives    LXK    USD      (3,127     35.78157       Stock    SABENY
1/14/2014    Eqy    Distressed    LXK    USD      (178     35.78157       Stock    SABENY
1/14/2014    Eqy    Strategic Credit    LXK    USD      (5,751     35.806       Stock    MSCSNY
1/14/2014    Eqy    COF    LXK    USD      (28,782     35.806       Stock    MSCSNY
1/14/2014    Eqy    Montenvers    LXK    USD      (13,214     35.806       Stock    MSCSNY
1/14/2014    Eqy    Kicking Horse    LXK    USD      (1,807     35.806       Stock    MSCSNY
1/14/2014    Eqy    AAI    LXK    USD      (1,563     35.806       Stock    MSCSNY
1/14/2014    Eqy    Long/Short Credit    LXK    USD      (11,555     35.806       Stock    MSCSNY
1/14/2014    Eqy    Timberline    LXK    USD      (2,881     35.806       Stock    MSCSNY
1/14/2014    Eqy    Credit Alternatives    LXK    USD      (47,032     35.806       Stock    MSCSNY
1/14/2014    Eqy    Distressed    LXK    USD      (2,681     35.806       Stock    MSCSNY
1/13/2014    Eqy    Strategic Credit    LXK    USD      (2,067     35.74271       Stock    MSCSNY
1/13/2014    Eqy    COF    LXK    USD      (10,345     35.74271       Stock    MSCSNY
1/13/2014    Eqy    Montenvers    LXK    USD      (4,752     35.74271       Stock    MSCSNY
1/13/2014    Eqy    Kicking Horse    LXK    USD      (653     35.74271       Stock    MSCSNY
1/13/2014    Eqy    AAI    LXK    USD      (560     35.74271       Stock    MSCSNY
1/13/2014    Eqy    Long/Short Credit    LXK    USD      (4,156     35.74271       Stock    MSCSNY
1/13/2014    Eqy    Timberline    LXK    USD      (1,036     35.74271       Stock    MSCSNY
1/13/2014    Eqy    Credit Alternatives    LXK    USD      (16,901     35.74271       Stock    MSCSNY
1/13/2014    Eqy    Distressed    LXK    USD      (965     35.74271       Stock    MSCSNY
1/10/2014    Eqy    Strategic Credit    LXK    USD      (1,549     35.96342       Stock    MSCSNY
1/10/2014    Eqy    COF    LXK    USD      (7,751     35.96342       Stock    MSCSNY
1/10/2014    Eqy    Montenvers    LXK    USD      (3,533     35.96342       Stock    MSCSNY
1/10/2014    Eqy    Kicking Horse    LXK    USD      (488     35.96342       Stock    MSCSNY
1/10/2014    Eqy    AAI    LXK    USD      (420     35.96342       Stock    MSCSNY
1/10/2014    Eqy    Long/Short Credit    LXK    USD      (3,102     35.96342       Stock    MSCSNY
1/10/2014    Eqy    Timberline    LXK    USD      (776     35.96342       Stock    MSCSNY
1/10/2014    Eqy    Credit Alternatives    LXK    USD      (12,664     35.96342       Stock    MSCSNY
1/10/2014    Eqy    Distressed    LXK    USD      (722     35.96342       Stock    MSCSNY

(e) The Reporting Persons ceased to beneficially own 5% or more of the Common Stock on January 14, 2014. Accordingly, this Amendment No. 10 constitutes an exit filing for the Reporting Persons.

 

ITEM 7. Material to be Filed as Exhibits.

The following shall be added to the end of Item 7.

11. Joint Filing Agreement dated January 15, 2014, attached as Exhibit 11 hereto.


Schedule 13D

 

CUSIP No. 529771107       Page 27 of 32

 

SIGNATURES

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

DATED: January 15, 2014

BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

 

By:  

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P.

BY: BLUE MOUNTAIN CA MASTER FUND GP, LTD.

 

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director

BLUE MOUNTAIN CA MASTER FUND GP, LTD.

 

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director

BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P.

BY: BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN DISTRESSED MASTER FUND L.P.

BY: BLUEMOUNTAIN DISTRESSED GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN DISTRESSED GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


Schedule 13D

 

CUSIP No. 529771107       Page 28 of 32

 

BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P.

BY: BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN TIMBERLINE LTD.

 

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director

BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P.

BY: BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN KICKING HORSE FUND L.P.

BY: BLUEMOUNTAIN KICKING HORSE FUND GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN KICKING HORSE FUND GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN LONG/SHORT CREDIT AND DISTRESSED REFLECTION FUND,

A SUB-FUND OF AAI BLUEMOUNTAIN FUND PLC

BY: BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


Schedule 13D

 

CUSIP No. 529771107       Page 29 of 32

 

BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF

BY: BLUEMOUNTAIN MONTENVERS GP S.à r.l.

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person

BLUEMOUNTAIN MONTENVERS GP S.à r.l.

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)

EX-11 2 d659415dex11.htm EX-11 EX-11

Schedule 13D

 

CUSIP No. 529771107       Page 30 of 32

 

EXHIBIT 11

JOINT FILING AGREEMENT

The undersigned agree that the Amendment No. 10 to the Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Lexmark International, Inc., dated as of January 15, 2014, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf of each of them pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

DATED: January 15, 2014

BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUE MOUNTAIN CREDIT ALTERNATIVES MASTER FUND L.P.

BY: BLUE MOUNTAIN CA MASTER FUND GP, LTD.

 

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director

BLUE MOUNTAIN CA MASTER FUND GP, LTD.

 

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director

BLUEMOUNTAIN LONG/SHORT CREDIT MASTER FUND L.P.

BY: BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN LONG/SHORT CREDIT GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN DISTRESSED MASTER FUND L.P.

BY: BLUEMOUNTAIN DISTRESSED GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


Schedule 13D

 

CUSIP No. 529771107       Page 31 of 32

 

BLUEMOUNTAIN DISTRESSED GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN STRATEGIC CREDIT MASTER FUND L.P.

BY: BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN STRATEGIC CREDIT GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN TIMBERLINE LTD.

 

By:

 

/s/ ANDREW FELDSTEIN

Andrew Feldstein, Director

BLUEMOUNTAIN CREDIT OPPORTUNITIES MASTER FUND I L.P.

BY: BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN CREDIT OPPORTUNITIES GP I, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN KICKING HORSE FUND L.P.

BY: BLUEMOUNTAIN KICKING HORSE FUND GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN KICKING HORSE FUND GP, LLC

BY: BLUEMOUNTAIN GP HOLDINGS, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer


Schedule 13D

 

CUSIP No. 529771107       Page 3 2 of 32

 

BLUEMOUNTAIN LONG/SHORT CREDIT AND DISTRESSED REFLECTION FUND,

A SUB-FUND OF AAI BLUEMOUNTAIN FUND PLC

BY: BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Chief Compliance Officer

BLUEMOUNTAIN MONTENVERS MASTER FUND SCA SICAV-SIF

BY: BLUEMOUNTAIN MONTENVERS GP S.à r.l.

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person

BLUEMOUNTAIN MONTENVERS GP S.à r.l.

 

By:

 

/s/ PAUL FRIEDMAN

Paul Friedman, Authorized Person